Compliance & Disclosures
Built to satisfy bank, lender, and investor diligence.
This page summarizes how Sturdivant Legacy LLC is organized, what we do and do not do, and the policies that govern every engagement. It is maintained by the firm and provided as a courtesy to clients, counterparties, and underwriters.
Entity & Good Standing
Sturdivant Legacy LLC is a registered United States limited liability company operated under a written operating agreement. Entity formation documents, EIN verification, and certificate of good standing are available to qualified counterparties under NDA.
Scope of Practice
We provide management and strategic business consulting only. We do not provide legal, tax, accounting, audit, investment-advisory, broker-dealer, lending, or insurance services. Where those disciplines are required, we coordinate with licensed third-party professionals selected by the client.
Confidentiality & Data Handling
Every engagement is governed by a mutual non-disclosure agreement. Client materials are transmitted through access-controlled channels, restricted to the assigned principal, and retained only for the duration required by the engagement and applicable record-keeping standards.
Independence & Conflicts
We maintain a written conflicts-of-interest policy, screen new engagements against active client work, and disclose any material relationships before accepting a mandate. We do not accept undisclosed referral fees from lenders, investors, or vendors.
Engagement Documentation
Every mandate begins with a written engagement letter defining scope, deliverables, fees, term, and termination rights. Change orders are issued in writing. We do not bill in arrears without a signed agreement.
Records & Audit Readiness
Engagement records, deliverables, invoices, and correspondence are maintained in an organized format suitable for client audit, lender review, or investor diligence requests, subject to confidentiality obligations to other clients.
Compliance FAQ
What banks, lenders, and investors ask us first.
Important disclosures
No professional advice. Information provided by Sturdivant Legacy LLC, including content on this website, is for general informational purposes and does not constitute legal, tax, accounting, investment, lending, or insurance advice. Clients should consult qualified, independently licensed professionals before acting on any recommendation.
No guarantee of results. Past engagements, examples, and references to outcomes do not guarantee comparable results. Credit, financing, and investment decisions are made by third parties applying their own underwriting and investment criteria.
No offer of securities. Nothing on this website constitutes an offer to sell, or a solicitation of an offer to buy, any security or investment product. The firm is not a registered broker-dealer or investment adviser.
Confidentiality. Communications initiated through this website are not confidential until a mutual non-disclosure agreement is executed. Please do not transmit sensitive information prior to engagement.
Forward-looking statements. Any projections, forecasts, or forward-looking statements are based on assumptions current at the time of preparation and are subject to change without notice.
Jurisdiction. Sturdivant Legacy LLC operates from the United States and accepts engagements only where it can do so consistent with applicable law.
Need diligence documentation?
Banks, lenders, investors, and procurement teams may request our vendor onboarding packet, certificate of insurance, or W-9 directly.
Request documentationThis page is maintained by Sturdivant Legacy LLC and reflects current firm policy. It is not a certification by any third party. Specific licensing, insurance, and registration details are provided on request under NDA. Last reviewed: September 2026.